Walkthrough - Exporting Data for a Digital Audit

You can export business data for auditing purposes. How the data export is set up is different for all companies, and you should ask your tax advisor and the tax auditor. The following walkthrough describes the end-to-end process, but it is an example only.

The sample implementation illustrates a scenario where the auditor has requested that you export data from your general ledger, and information about your customers and vendors. This is not an example that is based on actual requirements from a tax auditor, but it serves to illustrate how to export data for a digital audit (GoBD/GDPdU) in Business Central .

About This Walkthrough

This walkthrough illustrates the following tasks:

Prerequisites

To complete this walkthrough, you will need:

Story

Cassie is an accountant at CRONUS AG. She has been notified by the company’s tax auditor that they want to see a list of purchase and sales transactions in the first quarter of the calendar year 2013. Cassie knows the type of financial data that the auditor wants, but she needs the help of Sean to set up the export.

Sean is a power user with CRONUS AG. He understands how the data is set up technically with tables and fields. Therefore he usually helps Cassie set up the data exports for the auditors. From other data exports, he knows that the tool that the auditors use has some requirements on what the exported files must contain, but he needs the help of Cassie to establish exactly which data is needed.

Defining the Requirements

Cassie sets up the requirements for the data export. The auditors have asked her for transactions with customers and vendors. Therefore she knows that she needs data from the customer ledger, the vendor ledger, and the general ledger.

To set up the requirements for a data export

  1. Choose the Search for Page or Report icon, enter Data Export, and then choose the related link.
  2. Choose the New action.

  3. On the Data Exports page, fill in the fields as described in the following table.

    Field Description
    Code The unique code for the data export, AUDIT-Q113.
    Description The description for the data export, Data export for Q1 of CY 2013.

    The AUDIT-Q113 code is a container for the data export.

    Next, Cassie adds descriptions of the kind of data that she needs in the export.

  4. On the Data Exports page, choose the Record Definitions action.

  5. On the Data Export Record Definitions page, choose the Record Code field, and then, on the page that appears, choose the New action.

  6. On the Data Export Record Types page, fill in the fields as described in the following table.

    Field Description
    Code The code for the record type, GLCUSTVEND.
    Description The description for the record type, G/L, Cust., Vend..

  7. Choose the OK button.

  8. On the Data Export Record Definitions page, fill in the fields as described in the following table.

    Field Description
    Record Code Select the record code, GLCUSTVEND.
    Description The description for the record type is added automatically, but you can change this to General ledger, customers and vendors, for example.
    Export Path Specify the path where the exported files will be stored.

    In this scenario, C:Exports.

    If the specified folder does not exist, choose the Yes button to create it.

Next, Cassie specifies the source for the data that will be exported. She knows from previous exports that she wants data from the following tables:

To specify requirements for the source for the data export

  1. On the Data Export Record Definitions page, choose the Record Source action.

  2. On the Data Export Record Source page, in the Table No. field, enter 15.

    The Table Name field is automatically updated with the name of the G/L Account table.

  3. In the Notes part, choose the link, and then enter the following text:

    I need entries that show the affected accounts, the posting date, the balance, and the net change.

  4. Repeat the two previous steps to add tables 18, Customer, and 23, Vendor to the data export record source.

    For these tables, Cassie asks for data about each customer and vendor and detailed information about each transaction based on the customer ledger and the vendor ledger. She also asks for the net change at the start of the period, during the period, and after the period that the data export is for.

  5. Choose the OK button.

Cassie has described the kind of data that she needs, and she notifies Sean that she wants his help is setting up the data export.

Setting Up the Source for the Data Export

Cassie and Sean have talked about the requirements. Cassie has explained what she means with the comments she has made for the first three tables in the record sources. The next day, Sean can complete the setup for the data export source.

First, Sean adds the required .dtd file to the data export record definition.

To add a .dtd file to a record definition

  1. On the Data Exports page, choose the AUDIT-Q113 data export, and then choose the Record Definitions action.
  2. On the Data Export Record Definitions page, choose the line where the Data Export Record Type Code field is set to GLCUSTVEND, and then choose the Import action.
  3. On the Import page, navigate to the location of the relevant DTD file, and then choose the Open button.

Next, Sean adds the G/L Entry table to the source. Then he adds fields from that table and the G/L Account table.

To add the G/L Entry table to the data export record source

  1. On the Data Export Record Definitions page, choose the line where the Data Export Record Type Code field is set to GLCUSTVEND, and then choose the Record Source action.
  2. On the Data Export Record Source page, select the line under the line for the G/L Account table, and then choose the New action.

  3. In the Table No. field, enter 17.

    The Table Name field is automatically updated with the name of the G/L Entry table.

  4. Choose the Indent action.

    This indents the G/L Entry table under the G/L Account table. Next, Sean adds a table relationship between the two tables.

  5. Choose the Relationships action.

  6. On the Data Exp. Table Relationship page, fill in the fields as described in the following table.

    Field Description
    From Field No. Contains the number of the field in the parent table. In this scenario, the No. field on the G/L Account table.
    To Field No. Contains the number of the field in the parent table. In this scenario, the G/L Account No. field on the G/L Entry table.

  7. Choose the OK button.

To add fields from the G/L Account and G/L Entry tables to the data export record source

  1. On the Data Export Record Source page, select the line for the G/L Account table, and then choose the Add action.

  2. Choose the following fields, and then choose the OK button.

    Field number Field name
    1 No.
    2 Name
    4 Account Type.
    31 Balance at Date
    32 Net Change

  3. On the Data Export Record Source page, select the line for the G/L Entry table, and then in the Fields pane, in the toolbar, choose the Add action.

  4. Choose the following fields, and then choose the OK button.

    Field number Field name
    4 Posting Date
    5 Document Type
    17 Amount

Sean added the Posting Date field from the G/L Entry table because Cassie needs the data to be filtered based on the posting date. Now, Sean will use the field to specify the field on the G/L Entry table that will be used to calculate the period for the data export.

To add a period filter to a table in a data export source

  1. On the Data Export Record Source page, select the line for the G/L Entry table, and then choose the Period Field No. field.

  2. On the Data Exp. Field List page, choose the Posting Date field, and then choose the OK button.

    The Data Exp. Field List page is filtered to show only the date fields.

This means that when Cassie exports the data and specifies the start date and the end date for the period that the auditors want, the export will include entries where the Posting Date field is between the specified start date and end date.

Next, Sean adds the Customer and Vendor tables.

To add the Customer table

  1. On the Data Export Record Source page, fill in the fields as described in the following table.

    Field Description
    Table No. 18
    Export Table Name Customer
    Export File Name Customer.txt

  2. In the Fields pane, in the toolbar, choose the Add action.

  3. Choose the following fields, and then choose the OK button.

    Field number Field name
    1 No.
    2 Name
    21 Customer Posting Group
    59 Balance (LCY)
    61 Net Change (LCY)

  4. Repeat the previous two steps to add the Balance (LCY) field again.

  5. Choose the line for the first instance of the Balance (LCY) field, and then, in the Datefilter Handling field, choose Startdate.
  6. Choose the line for the second instance of the Balance (LCY) field, and then, in the Datefilter Handling field, choose Enddate.

  7. Choose the line for the Net Change (LCY) field, and then, in the Datefilter Handling field, choose Startdate..Enddate.

    The following table describes the field values for the fields on the Customer table.

    Field No. Field Name Field Class Datefilter Handling Export Field Name
    1 No. Normal No
    2 Name Normal Name
    21 Customer Posting Group Normal CustomerPostingGroup
    59 Balance (LCY) FlowField ..Startdate StartBalanceLCY
    59 Balance (LCY) FlowField ..Enddate EndBalanceLCY
    61 Net Change (LCY) FlowField Startdate..Enddate NetChangeLCYPeriod
    TIP

    To change the order of the fields, select a field, and then choose the Move Up or the Move Down action.

Sean has added the Customer table to the data export source. Now, he adds the Vendor table.

To add the Vendor table

  1. On the Data Export Record Source page, fill in the fields as described in the following table.

    Field Description
    Table No. 23
    Export Table Name Vendor
    Export File Name Vendor.txt

  2. Follow the steps in the previous procedure to add fields from the Vendor table to the data export source.

    The following table describes the field values for the fields in the Vendor table.

    Field No. Field Name Field Class Datefilter Handling Export Field Name
    1 No. Normal No
    2 Name Normal Name
    21 Vendor Posting Group Normal VendorPostingGroup
    59 Balance (LCY) FlowField ..Startdate StartBalanceLCY
    59 Balance (LCY) FlowField ..Enddate EndBalanceLCY
    61 Net Change (LCY) FlowField Startdate..Enddate NetChangeLCYPeriod

Sean has almost completed the setup, but he wants to verify that the data export source meets the technical requirements of the auditors’ tool.

To validate the data export source

Choose the Validate action.

Sean has now completed the setup of the data export based on the requirements from Cassie. He notifies her that she can start exporting data for the tax auditors.

Exporting Data for the Tax Auditors

Cassie wants to export data that she can then send to the tax auditors.

To export data

  1. Choose the Search for Page or Report icon, enter Export Business Data, and then choose the related link.

  2. On the Export Business Data page, on the Options FastTab, fill in the fields as described in the following table.

    Field Description
    Starting Date The start date. In this scenario, 01-01-2018.
    Ending Date The end date. In this scenario, 03-31-2018.

  3. On the Data Export Record Definition FastTab, select filters as described in the following table.

    Field Description
    Data Export Code In this scenario, AUDIT-Q113.
    Data Exp. Rec. Type Code In this scenario, GLCUSTVEND.

  4. To export the data, choose the OK button.

When the export is completed, Cassie is notified. She can now submit the exported files to the tax auditors. First, she examines the files in the C:Exports folder on her computer. There is a file for each table, and the files have the names that Sean specified in the data export source. There is also an INDEX.XML file that describes the structure of the data export with the names of the tables and fields that Sean specified.

Next Steps

When the tax auditors import Cassie’s files into their software, they can read the data that she exported. If the auditors need a new version of the same data export, Cassie can run the export again.

The next time the tax auditors request new data, Cassie and Sean can collaborate to create a new data export.

See Also

Process for Digital Audits
Set Up Data Exports for Digital Audits
Export Data for a Digital Audit


© 2019 Microsoft. All rights reserved.